Financial Crime Compliance Surveillance Officer #126963 - Crédit Suisse - Singapore

Job description

• Perform independent quality assurance on transaction monitoring as well as name screening executed within FCC Quality Checks.

• Provide high quality input, gap analysis and interpretation of risk assessment with respects to quality of alert/control closed by transaction surveillance team and name screening team against applicable internal policies, framework and regulation.

• Where gaps or discrepancies are identified in the course of carrying out quality assurance tasks, candidate is expected to engage the execution team to articulate and challenge the gaps identified, bring forward change/alignment to process and escalation to manager as necessary.

• Contribute and participate in strategic projects including global and regional initiative as and when required

• Produce appropriate management information and raise potential issues to Regional FCC Quality Checks Head in a timely manner.

• Draft policies or procedures for the AML monitoring/Quality Control as needed.

• Represent as needed FCC in change the bank or run the bank projects related to AML surveillance when necessary

• From time to time, you may be required to review and investigate alerts generated by the AML transaction monitoring system in accordance with the defined bank's standards with a view of identifying potentially suspicious transactions; this will require interaction with Relationship Managers.

• Any other tasks assigned by the manager.

Desired profile

Qualifications :

 You should have a Degree with at least 2 years of track record in AML transaction surveillance, quality control/assurance or other related financial crime or money laundering investigations.

 You should have a positive mindset, able to work under pressure and easily adaptable to a fast paced environment.

 You have strong analytical skills and problem-solving skills.

 You are a confident communicator with excellent influencing and writing skills.

 You have an eye for detail, and ability to identify relevant issues with appropriate resolution strategies.

 Your prior experience of AML surveillance monitoring in private banking environment would be advantageous. Working knowledge of MANTAS system is desirable.

 Your working knowledge of monitoring typologies, Singapore AML/CFT laws and regulations and international AML standards (FATF, Wolfsberg) in context of monitoring would be beneficial.

 You are able to work well with colleagues of the bank including business, operations, other Compliance colleagues, Regional FCC Management, etc.